Case note legal briefs securities regulation by Coffee and Sale's Securities Regulation.
Material type:
TextLanguage: Publication details: New York : Aspen Publishers, 2010.Edition: 11th edDescription: 191 pISBN: - 9780735589766
- 346.0922 COF/SEC
| Item type | Current library | Home library | Call number | Status | Date due | Barcode | Item holds | |
|---|---|---|---|---|---|---|---|---|
Book
|
NLUO | NLUO | 346.0922 COF/SEC (Browse shelf(Opens below)) | Available | 8651 |
Table of Contents:
Chapter 2. The Basic Structure and Prohibitions of the Securities Act
Chapter 3. The Registration Process
Chapter 4. Definitions of Security and Exempted Securities
Chapter 5. The Private Offering Exemptions: Section 4(2) and 4(6)
Chapter 7. Intrastate Offerings: Section 3(a) (11) and Rule 147
Chapter 8. Reorganizations and Recapitalizations
Chapter 9. Offerings by Underwriters, Affiliaties and Dealers
Chapter 10. Regualtion of Securities Market
Chapter 11. Regualtion of Broker-Dealers
Chapter 12. Tender Offers, Management Buyouts and Takeover Contests
Chapter 13. Civil Liability Under the Securities Act of 1933
Chapter 14. Fraud in Connection with a Purchase or Sale of a Security
Chapter 15. General Civil Liability Provisions
Chapter 16. Insider Trading
Chapter 17. Federal Securities Law and Shareholder Voting
Chapter 18. Civil Liability Under the Investment Company Act
Chapter 19. State Law
Chapter 20. SEC Enforcements Actions
Chapter 21. Criminal Enforcement of the Federal Securities Laws
Chapter 22. International Enforcement
Glossary
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