Case note legal briefs securities regulation (Record no. 8683)
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000 -LEADER | |
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fixed length control field | 01692nam a2200205 a 4500 |
005 - DATE & TIME | |
control field | 20160723114822.0 |
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
fixed length control field | 141201s2010 xx 000 0 und d |
020 ## - ISBN | |
International Standard Book Number | 9780735589766 |
040 ## - CATALOGING SOURCE | |
Original cataloging agency | NLUO |
041 ## - LANGUAGE | |
Language | |
082 ## - DDC NUMBER | |
Classification number | 346.0922 |
Book Number | COF/SEC |
110 ## - MAIN ENTRY--CORPORATE NAME | |
Corporate name | Coffee and Sale's Securities Regulation |
245 ## - TITLE STATEMENT | |
Title | Case note legal briefs securities regulation |
Statement of responsibility, etc. | by Coffee and Sale's Securities Regulation. |
250 ## - EDITION STATEMENT | |
Edition statement | 11th ed. |
260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
Place of publication, distribution, etc | New York : |
Name of publisher, distributor, etc | Aspen Publishers, |
Date of publication, distribution, etc | 2010. |
300 ## - PHYSICAL DESCRIPTION | |
Pages | 191 p. |
500 ## - GENERAL NOTE | |
General note | Table of Contents:<br/>Chapter 2. The Basic Structure and Prohibitions of the Securities Act<br/>Chapter 3. The Registration Process<br/>Chapter 4. Definitions of Security and Exempted Securities<br/>Chapter 5. The Private Offering Exemptions: Section 4(2) and 4(6)<br/>Chapter 7. Intrastate Offerings: Section 3(a) (11) and Rule 147<br/>Chapter 8. Reorganizations and Recapitalizations<br/>Chapter 9. Offerings by Underwriters, Affiliaties and Dealers<br/>Chapter 10. Regualtion of Securities Market<br/>Chapter 11. Regualtion of Broker-Dealers<br/>Chapter 12. Tender Offers, Management Buyouts and Takeover Contests<br/>Chapter 13. Civil Liability Under the Securities Act of 1933<br/>Chapter 14. Fraud in Connection with a Purchase or Sale of a Security<br/>Chapter 15. General Civil Liability Provisions<br/>Chapter 16. Insider Trading<br/>Chapter 17. Federal Securities Law and Shareholder Voting<br/>Chapter 18. Civil Liability Under the Investment Company Act<br/>Chapter 19. State Law<br/>Chapter 20. SEC Enforcements Actions<br/>Chapter 21. Criminal Enforcement of the Federal Securities Laws<br/>Chapter 22. International Enforcement<br/>Glossary<br/>Casenote Legal Brief |
650 ## - SUBJECT | |
Subject | Securities Law. |
942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
Koha item type | Book |
Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Location (home branch) | Sublocation or collection (holding branch) | Date acquired | Koha issues (times borrowed) | Koha full call number | Barcode (Accession No.) | Koha date last seen | Koha date last borrowed | Price effective from | Koha item type |
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Dewey Decimal Classification | NLUO | NLUO | 01/12/2014 | 5 | 346.0922 COF/SEC | 8651 | 21/05/2018 | 13/04/2018 | 01/12/2014 | Book |