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Securities regulation : cases and materials by J. D. Cox, R. W. Hillman and D. C. Langevoort.

By: Contributor(s): Material type: TextTextLanguage: Publication details: New York : Aspen Publishers, 2009.Edition: 6th edDescription: 1177 pISBN:
  • 9780735578050
Subject(s): DDC classification:
  • 346.0922  COX/SEC
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Holdings
Item type Current library Home library Collection Call number Status Date due Barcode Item holds
Reference Reference NLUO NLUO Reference 346.0922 COX/SEC (Browse shelf(Opens below)) Available 8637
Total holds: 0

Table of Contents:
Chapter 1. The Framework of Securities Regulation
Chapter 2. The Definition of a Security
Chapter 3. Markets and Their Efficiency
Chapter 4. The Public Offering
Chapter 5. Exempt Transactions
Chapter 6. Secondary Distributions
Chapter 7. Recapitalizations, Reorganizations and Acquisitions
Chapter 8. Exempt Securities
Chapter 9. Liability Under the Securities Act
Chapter 10. Financial Reporting: Mechanisms, Duties and Culture
Chapter 11. Inquiries into the Materiality of Information
Chapter 12. Fraud in Connection with the Purchase or Sale of a Security
Chapter 13. The Enforcements of Securities Laws
Chapter 14 The Regualtion of Insider Trading
Chapter 15. Share Holder Voting and Going- private Transactions
Chapter 16. Corporate Takeovers
Chapter 17. Regulation of the Securities Markets and Broker- Dealers
Chapter 18. The Investments Advisers and Investments Company Acts of 1940
Chapter 19. Transactional Fraud and the Reach of US Securities Law
Table of Cases
Index

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