Securities regulation : (Record no. 8669)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 01643nam a2200229 a 4500 |
| 005 - DATE & TIME | |
| control field | 20160722123930.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 141201s2009 xx 000 0 und d |
| 020 ## - ISBN | |
| International Standard Book Number | 9780735578050 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | NLUO |
| 041 ## - LANGUAGE | |
| Language | |
| 082 ## - DDC NUMBER | |
| Classification number | 346.0922 |
| Book Number | COX/SEC |
| 100 ## - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Cox, J. D. |
| 245 ## - TITLE STATEMENT | |
| Title | Securities regulation : |
| Sub Title | cases and materials |
| Statement of responsibility, etc. | by J. D. Cox, R. W. Hillman and D. C. Langevoort. |
| 250 ## - EDITION STATEMENT | |
| Edition statement | 6th ed. |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Place of publication, distribution, etc | New York : |
| Name of publisher, distributor, etc | Aspen Publishers, |
| Date of publication, distribution, etc | 2009. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Pages | 1177 p. |
| 500 ## - GENERAL NOTE | |
| General note | Table of Contents:<br/>Chapter 1. The Framework of Securities Regulation<br/>Chapter 2. The Definition of a Security<br/>Chapter 3. Markets and Their Efficiency<br/>Chapter 4. The Public Offering<br/>Chapter 5. Exempt Transactions<br/>Chapter 6. Secondary Distributions<br/>Chapter 7. Recapitalizations, Reorganizations and Acquisitions<br/>Chapter 8. Exempt Securities<br/>Chapter 9. Liability Under the Securities Act<br/>Chapter 10. Financial Reporting: Mechanisms, Duties and Culture<br/>Chapter 11. Inquiries into the Materiality of Information<br/>Chapter 12. Fraud in Connection with the Purchase or Sale of a Security<br/>Chapter 13. The Enforcements of Securities Laws<br/>Chapter 14 The Regualtion of Insider Trading<br/>Chapter 15. Share Holder Voting and Going- private Transactions<br/>Chapter 16. Corporate Takeovers<br/>Chapter 17. Regulation of the Securities Markets and Broker- Dealers<br/>Chapter 18. The Investments Advisers and Investments Company Acts of 1940<br/>Chapter 19. Transactional Fraud and the Reach of US Securities Law<br/>Table of Cases<br/>Index |
| 650 ## - SUBJECT | |
| Subject | Securities--US. |
| 700 ## - ADDED ENTRY--PERSONAL NAME | |
| Added Entry Personal Name | Hillman, R. W. |
| 700 ## - ADDED ENTRY--PERSONAL NAME | |
| Added Entry Personal Name | Langevoort, D. C. |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Koha item type | Book |
| Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Koha collection | Location (home branch) | Sublocation or collection (holding branch) | Date acquired | Koha issues (times borrowed) | Koha full call number | Barcode (Accession No.) | Koha date last seen | Koha date last borrowed | Price effective from | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dewey Decimal Classification | Reference | NLUO | NLUO | 01/12/2014 | 3 | 346.0922 COX/SEC | 8637 | 05/08/2018 | 05/08/2018 | 01/12/2014 | Reference |