Regulation of international finance by Philip R. Wood.
Material type:
TextLanguage: Series: (Law and practice of international finance series. V. 7) Publication details: London : Sweet and Maxwell, 2009.Edition: 1st edDescription: 761 pISBN: - 9788190865012
- 343.03 WOO/REG
| Item type | Current library | Home library | Collection | Call number | Status | Date due | Barcode | Item holds | |
|---|---|---|---|---|---|---|---|---|---|
Reference
|
NLUO | NLUO | Reference | 343.03 WOO/REG (Browse shelf(Opens below)) | Available | 2302 | |||
Book
|
NLUO | NLUO | 343.03 WOO/REG (Browse shelf(Opens below)) | Available | 8456 |
Table of contents:
Chapter 1. Introduction
Chapter 2. Scope and policies of financial regulation
Chapter 3. Historical background
Chapter 4. Comparison of regulatory regimes
Chapter 5. Country summaries: United Kingdom
Chapter 6. Country summaries: United States
Chapter 7. Summary: European Union Directives
Chapter 8. Other country summaries
Chapter 9. Authorisation of banks and securities firms
Chapter 10. Banks
Chapter 11. Securities firms
Chapter 12. Exchanges, listing and settlement systems
Chapter 13. Collective investment schemes
Chapter 14. Conduct of business
Chapter 15. Conflicts of interest
Chapter 16. Client assets, custodianship and trusts
Chapter 17. Prospectus requirements
Chapter 18. Prospectus liability: misrepresentation and non-disclosure
Chapter 19. Prospectus: due diligence and prospectus contents
Chapter 20. Market abuse
Chapter 21. Insider dealing
Chapter 22. Sanctions, enforcement, and private claims
Chapter 23. Regulator liability
Chapter 24. Financial supervision and capital adequacy
Chapter 25. Insolvency of banks and securities firms, compensation funds
Chapter 26. Conflict of laws.