Regulation of international finance (Record no. 8481)
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000 -LEADER | |
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fixed length control field | 01794nam a2200217 a 4500 |
005 - DATE & TIME | |
control field | 20170103124130.0 |
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
fixed length control field | 141201s2009 xx 000 0 und d |
020 ## - ISBN | |
International Standard Book Number | 9788190865012 |
040 ## - CATALOGING SOURCE | |
Original cataloging agency | NLUO |
041 ## - LANGUAGE | |
Language | |
082 ## - DDC NUMBER | |
Classification number | 343.03 |
Book Number | WOO/REG |
100 ## - MAIN ENTRY--PERSONAL NAME | |
Personal name | Wood, Philip R |
245 ## - TITLE STATEMENT | |
Title | Regulation of international finance |
Statement of responsibility, etc. | by Philip R. Wood. |
250 ## - EDITION STATEMENT | |
Edition statement | 1st ed. |
260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
Place of publication, distribution, etc | London : |
Name of publisher, distributor, etc | Sweet and Maxwell, |
Date of publication, distribution, etc | 2009. |
300 ## - PHYSICAL DESCRIPTION | |
Pages | 761 p. |
440 ## - SERIES STATEMENT | |
Series Title | (Law and practice of international finance series : |
Number | V. 7) |
500 ## - GENERAL NOTE | |
General note | Table of contents:<br/>Chapter 1. Introduction <br/>Chapter 2. Scope and policies of financial regulation <br/>Chapter 3. Historical background <br/>Chapter 4. Comparison of regulatory regimes <br/>Chapter 5. Country summaries: United Kingdom <br/>Chapter 6. Country summaries: United States <br/>Chapter 7. Summary: European Union Directives <br/>Chapter 8. Other country summaries <br/>Chapter 9. Authorisation of banks and securities firms <br/>Chapter 10. Banks <br/>Chapter 11. Securities firms <br/>Chapter 12. Exchanges, listing and settlement systems <br/>Chapter 13. Collective investment schemes <br/>Chapter 14. Conduct of business <br/>Chapter 15. Conflicts of interest <br/>Chapter 16. Client assets, custodianship and trusts <br/>Chapter 17. Prospectus requirements <br/>Chapter 18. Prospectus liability: misrepresentation and non-disclosure <br/>Chapter 19. Prospectus: due diligence and prospectus contents <br/>Chapter 20. Market abuse <br/>Chapter 21. Insider dealing <br/>Chapter 22. Sanctions, enforcement, and private claims <br/>Chapter 23. Regulator liability <br/>Chapter 24. Financial supervision and capital adequacy <br/>Chapter 25. Insolvency of banks and securities firms, compensation funds <br/>Chapter 26. Conflict of laws. |
650 ## - SUBJECT | |
Subject | International Finance--Law and Legislation |
942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
Koha item type | Book |
Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Koha collection | Location (home branch) | Sublocation or collection (holding branch) | Date acquired | Koha issues (times borrowed) | Koha full call number | Barcode (Accession No.) | Koha date last seen | Price effective from | Koha item type | Koha date last borrowed |
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Dewey Decimal Classification | Reference | NLUO | NLUO | 01/12/2014 | 343.03 WOO/REG | 2302 | 30/05/2019 | 01/12/2014 | Reference | ||||||
Dewey Decimal Classification | NLUO | NLUO | 01/12/2014 | 1 | 343.03 WOO/REG | 8456 | 13/07/2019 | 01/12/2014 | Book | 13/07/2019 |