EC securities regulation by Niamh Moloney.
Material type: TextLanguage: Series: (Oxford EC law library)Publication details: New York : Oxford University Press, 2008.Edition: 2nd edDescription: 1231 pISBN:- 9780199202744
- 346.240922 MOL/EC
Item type | Current library | Home library | Call number | Status | Date due | Barcode | Item holds | |
---|---|---|---|---|---|---|---|---|
Reference | NLUO | NLUO | 346.240922 MOL/EC (Browse shelf(Opens below)) | Available | 10224 |
Table of contents:
Chapter 1. Introduction
Chapter 2. Capital Raising
Chapter 3. Collective-Investement Schemes
Chapter 4. The EC Investement Product Regime
Chapter 5. The Investment-Services passport
Chapter 6. The prudential regulation of investment-service providers and conflict-of-interest regulation
Chapter 7. Protective regulation
Chapter 8. Gatekeepers
Chapter 9. Investor-compensation schemes
Chapter 10. Order execution
Chapter 11. The settlement of securities transactions
Chapter 12. Market abuse
Chapter 13. The rule making structure
Chapter 14. Supervision