EC securities regulation
Moloney, Niamh
EC securities regulation by Niamh Moloney. - 2nd ed. - New York : Oxford University Press, 2008. - 1231 p. - (Oxford EC law library) .
Table of contents:
Chapter 1. Introduction
Chapter 2. Capital Raising
Chapter 3. Collective-Investement Schemes
Chapter 4. The EC Investement Product Regime
Chapter 5. The Investment-Services passport
Chapter 6. The prudential regulation of investment-service providers and conflict-of-interest regulation
Chapter 7. Protective regulation
Chapter 8. Gatekeepers
Chapter 9. Investor-compensation schemes
Chapter 10. Order execution
Chapter 11. The settlement of securities transactions
Chapter 12. Market abuse
Chapter 13. The rule making structure
Chapter 14. Supervision
9780199202744
Securities Law--European Union countries.
Investment law
346.240922 / MOL/EC
EC securities regulation by Niamh Moloney. - 2nd ed. - New York : Oxford University Press, 2008. - 1231 p. - (Oxford EC law library) .
Table of contents:
Chapter 1. Introduction
Chapter 2. Capital Raising
Chapter 3. Collective-Investement Schemes
Chapter 4. The EC Investement Product Regime
Chapter 5. The Investment-Services passport
Chapter 6. The prudential regulation of investment-service providers and conflict-of-interest regulation
Chapter 7. Protective regulation
Chapter 8. Gatekeepers
Chapter 9. Investor-compensation schemes
Chapter 10. Order execution
Chapter 11. The settlement of securities transactions
Chapter 12. Market abuse
Chapter 13. The rule making structure
Chapter 14. Supervision
9780199202744
Securities Law--European Union countries.
Investment law
346.240922 / MOL/EC