Image from Amazon.com
How to pratect investors : lessons from the EC and the UK by Niamh Moloney.
Material type:
TextLanguage: Series: (International corporate law and financial market regulation)Publication details: New York : Cambridge University Press, 2010.Description: 474 pISBN: - 9780521888707
- 346.41092 MOL/HOW
| Item type | Current library | Home library | Collection | Call number | Status | Date due | Barcode | Item holds | |
|---|---|---|---|---|---|---|---|---|---|
Reference
|
NLUO | NLUO | Reference | 346.41092 MOL/HOW (Browse shelf(Opens below)) | Available | 10059 |
Total holds: 0
Browsing NLUO shelves, Collection: Reference Close shelf browser (Hides shelf browser)
|
|
|
|
|
|
|
||
| 346.4108622 THO/MOD Modern Law of Marine Insurance (Vol. 3) | 346.41092 BLA/FIN Financial markets and exchange law | 346.41092 FIS/LAW Law of investor protection | 346.41092 MOL/HOW How to pratect investors : | 346.41092 SET/LAW Law of institutional investment management | 346.41096 ELL/BYL Byles on bills of exchange and cheques | 346.4202 AND/A A-z guide to boilerplate and commercial clauses |
Table of contents:
Chapter 1. The retail investor and the EC
Chapter 2. Designing a retail investor protection regime
Chapter 3. Product regulation
Chapter 4. Investment advice and product distribution
Chapter 5. Disclosure
Chapter 6. The trading process
Chapter 7. Education and governance
Chapter 8. Supervision, enforcement and redress.