How to pratect investors : lessons from the EC and the UK by Niamh Moloney.
Material type: TextLanguage: Series: (International corporate law and financial market regulation)Publication details: New York : Cambridge University Press, 2010.Description: 474 pISBN:- 9780521888707
- 346.41092 MOL/HOW
Item type | Current library | Home library | Collection | Call number | Status | Date due | Barcode | Item holds | |
---|---|---|---|---|---|---|---|---|---|
Reference | NLUO | NLUO | Reference | 346.41092 MOL/HOW (Browse shelf(Opens below)) | Available | 10059 |
Total holds: 0
Table of contents:
Chapter 1. The retail investor and the EC
Chapter 2. Designing a retail investor protection regime
Chapter 3. Product regulation
Chapter 4. Investment advice and product distribution
Chapter 5. Disclosure
Chapter 6. The trading process
Chapter 7. Education and governance
Chapter 8. Supervision, enforcement and redress.