000			01268nam a2200205 a 4500
005			20160501133836.0
008			141201s2005 xx 000 0 und d
020			_a9781845922054
040			_aMAIN
041			_aEnglish
082			_a343.03 _bDER/FIN
100			_aDeringer, Freshfields Bruckhaus
245			_aFinancial services : _binvestigations and enforcement _cby Freshfields Bruckhaus Deringer.
250			_a2nd ed.
260			_aGreat Britain : _bTottel pub., _c2005.
300			_a831 p.
500			_aTable of contents: Chapter 1. Some basic principles Chapter 2. Steps to take when regulatory problems arise Chapter 3. Information gathering and investigation Chapter 4. The disciplinary and enforcement process Chapter 5. The tribunal and appeals Chapter 6. Disciplinary sanctions and other regulatory actions against firms Chapter 7. Disciplinary sanctions and other regulatory action against individuals Chapter 8. Own- initiative powers Chapter 9. Civil liabilities to third party Chapter 10. Criminal prosecutions Chapter 11. The ombudsman scheme Chapter 12. Mis-selling Chapter 13. Market misconduct Chapter 14. Listed companies Chapter 15. Challenges and complaints Index.
650			_aMiscellany/Finance Law.
942			_cBK
999			_c9305 _d9305