000			01692nam a2200205 a 4500
005			20160723114822.0
008			141201s2010 xx 000 0 und d
020			_a9780735589766
040			_aMAIN
041			_aEnglish
082			_a346.0922 _bCOF/SEC
110			_aCoffee and Sale's Securities Regulation
245			_aCase note legal briefs securities regulation _cby Coffee and Sale's Securities Regulation.
250			_a11th ed.
260			_aNew York : _bAspen Publishers, _c2010.
300			_a191 p.
500			_aTable of Contents: Chapter 2. The Basic Structure and Prohibitions of the Securities Act Chapter 3. The Registration Process Chapter 4. Definitions of Security and Exempted Securities Chapter 5. The Private Offering Exemptions: Section 4(2) and 4(6) Chapter 7. Intrastate Offerings: Section 3(a) (11) and Rule 147 Chapter 8. Reorganizations and Recapitalizations Chapter 9. Offerings by Underwriters, Affiliaties and Dealers Chapter 10. Regualtion of Securities Market Chapter 11. Regualtion of Broker-Dealers Chapter 12. Tender Offers, Management Buyouts and Takeover Contests Chapter 13. Civil Liability Under the Securities Act of 1933 Chapter 14. Fraud in Connection with a Purchase or Sale of a Security Chapter 15. General Civil Liability Provisions Chapter 16. Insider Trading Chapter 17. Federal Securities Law and Shareholder Voting Chapter 18. Civil Liability Under the Investment Company Act Chapter 19. State Law Chapter 20. SEC Enforcements Actions Chapter 21. Criminal Enforcement of the Federal Securities Laws Chapter 22. International Enforcement Glossary Casenote Legal Brief
650			_aSecurities Law.
942			_cBK
999			_c8683 _d8683