| 000 | 01794nam a2200217 a 4500 | ||
|---|---|---|---|
| 005 | 20170103124130.0 | ||
| 008 | 141201s2009 xx 000 0 und d | ||
| 020 | _a9788190865012 | ||
| 040 | _aMAIN | ||
| 041 | _aEnglish | ||
| 082 |
_a343.03 _bWOO/REG |
||
| 100 | _aWood, Philip R | ||
| 245 |
_aRegulation of international finance _cby Philip R. Wood. |
||
| 250 | _a1st ed. | ||
| 260 |
_aLondon : _bSweet and Maxwell, _c2009. |
||
| 300 | _a761 p. | ||
| 440 |
_a(Law and practice of international finance series : _n V. 7) |
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| 500 | _aTable of contents: Chapter 1. Introduction Chapter 2. Scope and policies of financial regulation Chapter 3. Historical background Chapter 4. Comparison of regulatory regimes Chapter 5. Country summaries: United Kingdom Chapter 6. Country summaries: United States Chapter 7. Summary: European Union Directives Chapter 8. Other country summaries Chapter 9. Authorisation of banks and securities firms Chapter 10. Banks Chapter 11. Securities firms Chapter 12. Exchanges, listing and settlement systems Chapter 13. Collective investment schemes Chapter 14. Conduct of business Chapter 15. Conflicts of interest Chapter 16. Client assets, custodianship and trusts Chapter 17. Prospectus requirements Chapter 18. Prospectus liability: misrepresentation and non-disclosure Chapter 19. Prospectus: due diligence and prospectus contents Chapter 20. Market abuse Chapter 21. Insider dealing Chapter 22. Sanctions, enforcement, and private claims Chapter 23. Regulator liability Chapter 24. Financial supervision and capital adequacy Chapter 25. Insolvency of banks and securities firms, compensation funds Chapter 26. Conflict of laws. | ||
| 650 | _a International Finance--Law and Legislation | ||
| 942 | _cBK | ||
| 999 |
_c8481 _d8481 |
||