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Fundementals of squrities regulation (Vol. 1) by Louis Loss, Joel Seligman and Troy Paredes.

By: Contributor(s): Material type: TextTextLanguage: Publication details: New York : Wolters Kluwer Law & Business, 2011.Edition: 6th edDescription: 1085 pISBN:
  • 9781454810162
Subject(s): DDC classification:
  • 346.730922  LOS/FUN
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Holdings
Item type Current library Home library Collection Call number Status Date due Barcode Item holds
Book Book NLUO NLUO Reference 346.730922 LOS/FUN (Browse shelf(Opens below)) Available 10045
Total holds: 0

Table o contents:
Chapter 1. Background of the SEC statutes
Chapter 2. Federal regulation of the distribution of securities
Chapter 3. Coverage of the Securities Act of 1933 : definitions and exemptions
Chapter 4. Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code
Chapter 5. Control concepts under the SEC statutes
Chapter 6. Registration and postregistration provisions of the 1934 act
Chapter 7. Regulation of the securities markets

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