TY - BOOK AU - Collins, Patrick S. TI - Regulation of securities, markets, and transactions: a guide to the new environment SN - 9780470601969 U1 - 346.730922 PY - 2011/// CY - U.K. : PB - John Wiley & Sons KW - Securities KW - Investments--Law and legislation N1 - Table of Contents: Chapter 1. Regulation Chapter 2. Regulation of Non registered Entities and Persons Chapter 3. Accounting and Auditing Chapter 4. Introduction to Notes Chapter 5. Notes Chapter 6. Selected Sections from the Financial Regulation Act of 2010 Chapter 7. Sections of Codified Securities Laws Chapter 8. Organizations Appendix Index ER -