Case note legal briefs securities regulation
by Coffee and Sale's Securities Regulation.
- 11th ed.
- New York : Aspen Publishers, 2010.
- 191 p.
Table of Contents: Chapter 2. The Basic Structure and Prohibitions of the Securities Act Chapter 3. The Registration Process Chapter 4. Definitions of Security and Exempted Securities Chapter 5. The Private Offering Exemptions: Section 4(2) and 4(6) Chapter 7. Intrastate Offerings: Section 3(a) (11) and Rule 147 Chapter 8. Reorganizations and Recapitalizations Chapter 9. Offerings by Underwriters, Affiliaties and Dealers Chapter 10. Regualtion of Securities Market Chapter 11. Regualtion of Broker-Dealers Chapter 12. Tender Offers, Management Buyouts and Takeover Contests Chapter 13. Civil Liability Under the Securities Act of 1933 Chapter 14. Fraud in Connection with a Purchase or Sale of a Security Chapter 15. General Civil Liability Provisions Chapter 16. Insider Trading Chapter 17. Federal Securities Law and Shareholder Voting Chapter 18. Civil Liability Under the Investment Company Act Chapter 19. State Law Chapter 20. SEC Enforcements Actions Chapter 21. Criminal Enforcement of the Federal Securities Laws Chapter 22. International Enforcement Glossary Casenote Legal Brief