TY - BOOK AU - Loss, Louis AU - Seligman, Joel AU - Paredes, Troy TI - Fundementals of squrities regulation (Vol. 1) SN - 9781454810162 U1 - 346.730922 PY - 2011/// CY - New York : PB - Wolters Kluwer Law & Business KW - Securities law KW - Investment law N1 - Table o contents: Chapter 1. Background of the SEC statutes Chapter 2. Federal regulation of the distribution of securities Chapter 3. Coverage of the Securities Act of 1933 : definitions and exemptions Chapter 4. Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code Chapter 5. Control concepts under the SEC statutes Chapter 6. Registration and postregistration provisions of the 1934 act Chapter 7. Regulation of the securities markets ER -