Fundementals of squrities regulation (Vol. 1)
by Louis Loss, Joel Seligman and Troy Paredes.
- 6th ed.
- New York : Wolters Kluwer Law & Business, 2011.
- 1085 p.
Table o contents: Chapter 1. Background of the SEC statutes Chapter 2. Federal regulation of the distribution of securities Chapter 3. Coverage of the Securities Act of 1933 : definitions and exemptions Chapter 4. Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code Chapter 5. Control concepts under the SEC statutes Chapter 6. Registration and postregistration provisions of the 1934 act Chapter 7. Regulation of the securities markets