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Regulation of securities, markets, and transactions : a guide to the new environment by Patrick S. Collins.
Material type:
TextLanguage: Publication details: U.K. : John Wiley & Sons, 2011.Description: 364 pISBN: - 9780470601969
- 346.730922 COL/REG
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NLUO | NLUO | 346.730922 COL/REG (Browse shelf(Opens below)) | Available | 9721 |
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| 346.73086 KAL/POL Policyholder's guide to the Law of Insurance Coverage | 346.73086 STE/PRI Principles of insurance law | 346.7308638 TRI/DEF Definitive guide to complying with the HIPAA/HITECH privacy and security rules | 346.730922 COL/REG Regulation of securities, markets, and transactions : | 346.730922 JON/SEC Securities law | 346.730922 LOS/FUN Fundementals of squrities regulation (Vol. 1) | 346.730922 LOS/FUN Fundementals of squrities regulation |
Table of Contents:
Chapter 1. Regulation
Chapter 2. Regulation of Non registered Entities and Persons
Chapter 3. Accounting and Auditing
Chapter 4. Introduction to Notes
Chapter 5. Notes
Chapter 6. Selected Sections from the Financial Regulation Act of 2010
Chapter 7. Sections of Codified Securities Laws
Chapter 8. Organizations
Appendix
Index