Investment management : law and practice edited by Timothy Spangler.
Material type:
TextLanguage: Publication details: New York : Oxford University Press, 2010.Description: 1417 pISBN: - 9780199582501
- 346.092 SPA/INV
| Item type | Current library | Home library | Collection | Call number | Status | Date due | Barcode | Item holds | |
|---|---|---|---|---|---|---|---|---|---|
Reference
|
NLUO | NLUO | Reference | 346.092 SPA/INV (Browse shelf(Opens below)) | Available | 10211 |
Table of contents:
Chapter 1. Introduction
Chapter 2. The legal basis of investment management
Chapter 3. Regulation of investment managers : UK
Chapter 4. Regulation of investment managers : US
Chapter 5. Standard of care
Chapter 6. Contractual duties
Chapter 7. Fiduciary duties
Chapter 8. Advertising and marketing
Chapter 9. Proxy voting
Chapter 10. Best execution
Chapter 11. Soft commission
Chapter 12. Data protection and privacy
Chapter 13. Market abuse and insider dealing
Chapter 14. Derivatives
Chapter 15. Stakebuilding and ownership disclosure
Chapter 16. Taxation
Chapter 17. Outsourcing
Chapter 18. Industry best practice and guidelines
Chapter 19. US mutual funds / Marco E. Adelfio and Kenneth C. Fang
Chapter 20. UK and european closed-ended listed funds / Nigel Farr with Scott Cochrane and Thiha Tun
Chapter 21. UK authorised investment funds / Michaela Walker
Chapter 22. Erisa plans / Jeffrey London --
Occupational pension schemes / Judith Donnelly --
Local government pension schemes / John Hanratty --
UK charities / Julian Blake --
High net worth individuals / Marilyn McKeever and Jonathan Kropman --
Sovereign wealth funds / Dale Gabbert --
Hedge funds / Timothy Spangler --
US charities and endowments / Michele A.W. Mckinnon --
With profit-funds and policies