Financial services : (Record no. 9305)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 01268nam a2200205 a 4500 |
| 005 - DATE & TIME | |
| control field | 20160501133836.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 141201s2005 xx 000 0 und d |
| 020 ## - ISBN | |
| International Standard Book Number | 9781845922054 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | NLUO |
| 041 ## - LANGUAGE | |
| Language | |
| 082 ## - DDC NUMBER | |
| Classification number | 343.03 |
| Book Number | DER/FIN |
| 100 ## - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Deringer, Freshfields Bruckhaus |
| 245 ## - TITLE STATEMENT | |
| Title | Financial services : |
| Sub Title | investigations and enforcement |
| Statement of responsibility, etc. | by Freshfields Bruckhaus Deringer. |
| 250 ## - EDITION STATEMENT | |
| Edition statement | 2nd ed. |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Place of publication, distribution, etc | Great Britain : |
| Name of publisher, distributor, etc | Tottel pub., |
| Date of publication, distribution, etc | 2005. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Pages | 831 p. |
| 500 ## - GENERAL NOTE | |
| General note | Table of contents:<br/>Chapter 1. Some basic principles<br/>Chapter 2. Steps to take when regulatory problems arise<br/>Chapter 3. Information gathering and investigation<br/>Chapter 4. The disciplinary and enforcement process<br/>Chapter 5. The tribunal and appeals<br/>Chapter 6. Disciplinary sanctions and other regulatory actions against firms<br/>Chapter 7. Disciplinary sanctions and other regulatory action against individuals<br/>Chapter 8. Own- initiative powers<br/>Chapter 9. Civil liabilities to third party<br/>Chapter 10. Criminal prosecutions<br/>Chapter 11. The ombudsman scheme<br/>Chapter 12. Mis-selling<br/>Chapter 13. Market misconduct<br/>Chapter 14. Listed companies<br/>Chapter 15. Challenges and complaints<br/>Index.<br/> |
| 650 ## - SUBJECT | |
| Subject | Miscellany/Finance Law. |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Koha item type | Book |
| Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Koha collection | Location (home branch) | Sublocation or collection (holding branch) | Date acquired | Koha issues (times borrowed) | Koha full call number | Barcode (Accession No.) | Koha date last seen | Price effective from | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dewey Decimal Classification | Reference | NLUO | NLUO | 01/12/2014 | 343.03 DER/FIN | 9267 | 21/05/2018 | 01/12/2014 | Reference |